Application Forms
| Form | Type |
|---|---|
| FORM SEC 2 | APPLICATION FORM FOR TRANSFER OF REGISTERED SPONSORED INDIVIDUALS UNDER THE INVESTMENTS AND SECURITIES ACT 1999 |
| FORM SEC 9A | APPLICATION FORM FOR RENEWAL OF REGISTRATION FOR CORPORATE BODIES UNDER THE INVESTMENTS AND SECURITIES ACT 1999 |
| FORM SEC 9B | APPLICATION FORM FOR RENEWAL OF REGISTRATION FOR INDIVIDUALS UNDER THE PROVISIONS OF THE INVESTMENT AND SECURITIES ACT 1990 |
| FORM SEC 8 | APPLICATION FORM FOR WITHDRAWAL OF REGISTRATION AS CAPITAL MARKET OPERATOR UNDER THE INVESTMENTS AND SECURTIES ACT 1999 |
| FORM SEC MT1 | QUARTERLY DISCLOSURE OF 5% & ABOVE SHAREHOLDING IN QUOTED COMPANIES |
| FORM SEC 5B | APPLICATION FORM FOR REGISTRATION OF CAPITAL TRADE POINT OR BRANCHES UNDER SECTION 20 OF THE INVESTMENTS AND SECURITIES ACT (ISA) 1999. |
| FORM SEC 3 | APPLICATION FORM FOR THE REGISTRATION OF BROKER/DEALER, CORPORATE INVESTMENT ADVISER, FUND/PORTFOLIO MANAGERS AND OTHER CORPORATE ENTITIES UNDER THE INVESTMENTS AND SECURITIES ACT 1999. |
| FORM SEC 4 | APPLICATION FORM FOR REGISTRARS AND SHARE TRANSFER AGENTSUNDER THE INVESTMENTS AND SECURITIES ACT 1999 |
| FORM SEC 6A | APPLICATION FORM FOR AUTHORISATION AND REGISTRA-TION OF UNITS AND UNIT TRUST SCHEMES PURSUANT TO THE INVESTMENT AND SECURITIES DECREE 1999 |
| FORM SEC 2C | APPLICATION FORM FOR REGISTRATION AS A SUB-BROKER UNDER THE INVESTMENTS AND SECURITIES DECREE 1999. |
For the purpose of filing applications relating to all Public Offers, Mergers, Acquisitions and Takeovers, Please send emails to offerapplications@sec.gov.ng in PDF format
| Form | Type |
|---|---|
| FORM SEC 5C | |
| FORM SEC 3A | |
| FORM SEC 2A | |
| FORM SEC 7 | |
| FORM SEC 6A2 | |
| FORM SEC 4A |
For the purpose of filing applications relating to all Public Offers, Mergers, Acquisitions and Takeovers, Please send emails to offerapplications@sec.gov.ng in PDF format