Rules and Compliance

Terms of reference


1. Review and suggest amendments to existing rules and regulations;

2. Comment on drafts amendments to existing rules or proposed new rules;

3. Advise on the general structure of the SEC’s Rule Book;

4. Propose rules that align the Nigerian capital market with international best practice;

5. Assist in crafting rules for new products and processes in the Nigerian capital market;

6. Make recommendations for enforcing the implementation of and compliance with the Rules and the Code of Corporate Governance;

7. Perform any other duty assigned by the Commission with a view to enhancing the growth of the Nigerian Capital Market.