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Q1>
How can I find out the current status of a capital market operator
before dealing with the operator?
A1>
You can find out the current status of any capital market operator
either on our website as follows:
Q2>
How much will it cost to be Registered with SEC as a Fund Manager?
A2>To
be registered with SEC as a Fund Manager, the applicant must have
a capital Base of N500,000,000.00 (N500M). For further information
on registration as a Fund Manager, please go to http://www.sec.gov.ng/registration.htm
Q3> What are the SEC E-Mail Addresses?
A3>Click
on the link to view our contact E-mail Addresses; http://www.sec.gov.ng/emails.htm
Q4>
How can I locate the List of Registered Fund Managers on your
Site?
A4>
The List of Fund Managers Registered with the Commission can be
found through this link; http://www.sec.gov.ng/registeredfundmgrs.htm
Q5>How
Do I Monitor My Investments On Nigeria Stock Exchange?
A5>
You can mointor your investment by subscribing to Trade
Alert. This will give instant notifications whenever a transaction
is being done in your account. Learn more at http://www.nigerianstockexchange.com
Q6>
How can I confirm whether my broker has Submitted my shares certificate
for verification?
A6>You can confirm your shares Certificate either with the
Registrar or through CSCS
(Central Securities Clearing Limited)
Q7>
I have passion for stock-broking, how canI become one?
A7>You
can become a stockbroker by registering with the Chartered
Institute of Stockbrokers.
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