July 7, 2008
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SEC FORMS

Below are various links to SEC forms for the registration of Capital Market Operators and filing of returns under the Investment and Securities Act (ISA) No. 45 of 1999. Please, click to download any of the forms.

Form SEC 2
Form SEC 2B
Form SEC 2C
Registration of Sub - Broker (Note that the Commission has suspended the registration of Sub-brokers till further notice)
Form SEC 3
Form SEC 3A
Form SEC 4
Form SEC 4A
Form SEC 5A
Form SEC 5B
Form SEC 5C
Form SEC 6A
Form SEC 6A2
Form SEC 7
Form SEC 8
Form SEC 9A
Form SEC 9B
Form SEC/QR/2
Form SEC/QR/3
Form SEC/QR/4
Form SEC/QR/6
Form SEC/QR/8
Form SEC/QR/9
Form SEC/QR/11
Form SEC MT1
Form SEC/HYR/01
Form SEC/FS&CG/HYR/02
Financial Performance Measurement

 

 

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