Home
About SEC
SEC Public Notices
Market Activities
Legal & Enforcement Activities
Registrations' Requirements
SEC Publications
Capital Market Data Bank
Related Sites
Federal Ministry of Finance
FMF
Central Bank of Nigeria
CBN
SERVICOM, Nigeria
SERVICOM
Investment & Securities Tribunal
IST
National Insurance Commission
NAICOM
Deposit Insurance Corporation
NDIC
Debt Management Office
DMO
The Abuja Securities & Commodity Exchange ASCE
ASCE
Bureau for Public Enterprises
BPE
Nigerian Investment Promotion Commission
NIPC
The Nigerian Stock Exchange
NSE
Central Securities Clearing System (CSCS), Nigeria
CSCS
The Nigerian Capital Market Institute NCMI
NCMI
International Organization of Securities Commissions
IOSCO
Ghana SEC
Ghana SEC
US SEC
US SEC
Search this Site:

Couldn't find what you were looking for, or need specific information? click on the button below to send your request!

Subcribe to our e-SEC Capital Market Bulletin

Subscribe to SEC RSS Feeds

} Questions you should ask when investing>>

} Financial Derivatives in the Commodity Exchange

} Global Depository Receipts (GDRs)

} Non-Receipt of Share Certificates and Return Money Warrants by Subscribers

} Unclaimed Dividend/e-Dividend Payment

} e-Allotment in the Nigerian Capital Market: What you need to know
Presentations

>>Capital Market Reforms and Real Sector Financing: What Options?... read>>

>>Mechinery for Dealing with Grievances as a Tool for Investor’s Protection in the Nigerian Capital Market...read>>
>>Basic Understanding of the Nigerian Capital Market...read>>
>> Mobilizing Grassroots Savings – The Collective Investment Schemes ...read>>
Memoranda of Understanding (MOU) with the Commission
COMMUNIQUES ISSUED AT CONFERENCES, SYMPOSIUMS, WORKSHOPS, SEMINARS, ETC.

Vision

 “To Be Africa’s Leading Capital Market Regulator”
Mission
 "To develop and regulate a capital market that is dynamic, fair, transparent and efficient, to contribute to the nation's economic development"    

 
Public Notice - It has come to the notice of the Commission that investors are being lured into investing in Schemes that are not approved by the Commission. The Commission hereby draws the attention of members of the public to such Schemes which may be presented as legitimate but are not..more>>
Press Release - SEC SEEKS COOPERATION OF CIS ON MARKET DISCIPLINE AND COST REDUCTION - The Commission has called on the leadership of Chartered Institute of Stockbrokers (CIS) to strengthen the regulation of its members to ensure discipline and confidence in the Nigerian capital market...more>>
Public Notice - SEC SUSPENDS G. AKOMAS AND PARTNERS LIMITED AND ITS PRINCIPAL OFFICERS FROM CAPITAL MARKET ACTIVITIES - G. Akomas and Partners Ltd, an Investment Adviser has been suspended from all capital market activities...Click here to see list of persons suspended as well>>

E-ALLOTMENT - Opening Remarks By The Chairman, Board Of Securities And Exchange Commission At The Launching Of E-Allotment On July 1, 2008...click here to read>>
E-ALLOTMENT - WELCOME ADDRESS BY THE DIRECTOR-GENERAL, SECURITIES AND EXCHANGE COMMISSION, MUSA AL-FAKI, AT THE GRAND LAUNCH OF E-ALLOTMENT, HELD AT THE ABUJA SHERATON HOTEL AND TOWERS, ABUJA ON TUESDAY, 1ST JULY, 2008...click to here read>>

 

Operators' Corner
SEC Forms
more Forms... Click here>>
- Half Yearly Return Form for for Public Companies
- Half Yearly Return Form for Unclaimed Dividends
- Financial Performance Measurement
- New Reporting Format for Dealers in Securities

Requirements & Guidelines
- Implementation Guideline for the Code of Corporate Governnance in Nigeria
- Guidelines for the Monitoring of Unclaimed Dividends by Public Companies
- Requirements for the Registration of Community Savings/Esusu Schemes
- Guidelines on the New Minimum Capital Base for Capital Market Operators, effective from December 31, 2008
- Guidelines for the Monitoring of Unclaimed Dividends by Public Companies
- Revised Transaction Charges for the Nigerian Capital Market

 

 

 

 

 

 

  
News & HighlightsRead SEC News

>SEC SUSPENDS FINANCIAL TRUST COMPANY LIMITED FROM ALL CAPITAL MARKET ACTIVITIES - The Commission has suspended Financial Trust Company Limited and its sponsored individuals from all capital market activities...More>>

>NEW SEC BOARD INAUGURATED- The new Board of Directors of the Commission was inaugurated by the Honorable Minister of Finance, Dr Shamsudeen Usman, at the Multi-Media Center of the Commission on Tuesday, June 17, 2008. The nine-member board is the first to be constituted, under the re-enacted Investments and Securities Act No 29, 2007, which now provides for three Executive Commissioners....Click here for the brief profile of the new Board Members>>

 
Capital Market
Current List of CMO
Current List of Market Operators
Status of Unclaimed Divideds/Certs.
Status of Unclaimed Dividends & Certificates
Commodity Exchange
Commodity Ecxhange
SEC CMB
SEC Capital Market Bulletin
CIS
Collective Investment Schemes
Bond Market
Bond Market
Securities Allotment Cleared
S/N
Issuer
Issu Type
Offer Price N:K

Date Cleared
 3
Daar Communication Plc
Subscription
5.00
01/07/2008
2
Daar Communication Plc
Offer for sale
5.00
01/07/2008
1
Standard Alliance Insurance Plc
Subscription
3.95
30/06/2008
Public Offers of Unit Trust Schemes
S/NO
 ISSUER
ISSUE TYPE
PRICE (N)
 OFFER PERIOD
3
Zenith Income Fund
IPO
10
5th May - 11th June, 2008
2
Zenith Ethical Fund
IPO
10
5th May - 11th June, 2008
1
Zenith Equity Fund
IPO
10
5th May - 11th June, 2008
Answers to your Questions
How can I find out the current status of a capital market operator?
How much will it cost to be Registered with SEC as a Fund Manager
How can I contact SEC?

 

 

 

 

 

 

 

 

 

 
© 2000 - 2008 Securities & Exchange Commission (SEC), Nigeria

July 23, 2008