File a Complaint

The Securities and Exchange Commission is concerned about the problems encountered by investors. Hence, the provision of this platform to receive your complaints /alert us of illegal practices perpetrated by a bad broker or firm. We look forward to hearing from you and serving you better.

About Yourself

Title Full Names 
Email
Phone No. Alternate No. 
Address
Country  State  City

About the Firm or Individual You Have a Complaint Against

Firm Name
Type of Firm
Firm Address
Country  State  City

About your Investment

Security Type
Security Symbol
Issuer

Details of your Complaint

 Yes  No Do you have documents to back up your claim if requested?

What Actions have you taken?

Have you complained to the firm?
 Yes  No
Have you contacted any regulator?
 Yes  No
If yes whom?
Have you taken legal action?
 Yes  No
If yes what type?
 Mediation  Arbitration  Court action
 
Describe the legal actions you have taken