Requirements
| Title | Type |
|---|---|
| Issuing House | Registration requirements for Issuing House |
| Broker/Dealer | Registration Requirements for Broker/Dealers |
| Trustee | Registration requirements for Trustees |
| Fund/Porfolio Manager | Registration requirements for Fund/Portfolio Managers |
| Investment Adviser(Individual/Corporate) | Registration requirements for Investment Adviser(Individual/Corporate) |
| Registrar | Registration requirements for Registrar |
| Rating Agency | Registration requirements for Rating Agencies |
| Sub-Broker(Corporate/Individual) | Registration requirements for Sub-Broker(Corporate/Individual) |
| Underwriter | Registration requirements for Underwriters |
| Market Maker | Registration requirements for Market Makers |
| Venture Capital Manager | Registration requirements for Venture Capital Managers |
| Commodities Broker | Registration requirements for Commodities Brokers |
| Capital Trade Points | Registration requirements for Capital Trade Points |
| Registration requirements for Securities Exchanges | |
| Securities Clearing & Settlement Company | Registration requirements for Securities Clearing & Settlement Company |
| Receiving Banker | Registration requirements for Receiving Bankers |
| Custodian Agency | Registration requirements for Custodian Agency |
| Unit Trust Scheme | Registration requirements for Unit Trust Schemes |
| Real Estate Investment Trust Scheme (REITS) | Real Estate Investment Trust Scheme (REITS) |
For the purpose of filing applications relating to all Public Offers, Mergers, Acquisitions and Takeovers, Please send emails to offerapplications@sec.gov.ng in PDF format