Application Forms for Capital Market Operators
This page provides a centralized resource for all the necessary application forms for a career as a Capital Market Operator (CMO).
| Form | Form Description |
|---|---|
| REGISTRATION OF BONUS/SCRIP ISSUE BY PUBLIC QUOTED/UNQUOTED COMPANIES | |
| REGISTRATION OF SPONSORED INDIVIDUALS | |
| TRANSFER OF REGISTERED SPONSORED INDIVIDUALS | |
| TRANSFER/ CHANGE OF STATUS OF SPONSORED INDIVIDUAL | |
| REGISTRATION AS A SUB-BROKER | |
| FORM FOR FIT AND PROPER PERSONS (SPONSORED INDIVIDUALS, DIRECTORS/PARTNERS) FOR REGISTRATION IN THE CAPITAL MARKET | |
| THE REGISTRATION OF BROKER/DEALER, CORPORATE INVESTMENT ADVISER, FUND/PORTFOLIO MANAGERS AND OTHER CORPORATE ENTITIES | |
| RATING AGENCY REGISTRATION | |
| REGISTRATION OF VENTURE CAPITAL FUND MANAGER | |
| REGISTRATION AS A REGISTRARS AND SHARE TRANSFER AGENTS | |
| TRUSTEES REGISTRATION | |
| SECURITIES EXCHANGES REGISTRATION | |
| REGISTRATION FOR NATIONAL ASSOCIATION OF SECURITIES DEALERS (NASD) | |
| REGISTRATION OF CAPITAL TRADE POINT OR BRANCHES | |
| SECURITIES CLEARING AND SETTLEMENT COMPANIES | |
| REGISTRATION OF SECURITIES | |
| AUTHORIZATION AND REGISTRATION OF UNITS AND UNIT TRUST SCHEMES | |
| REGISTRATION OF SECURITIES FOR REAL ESTATE INVESTMENT SCHEMES (REITS) | |
| APPLICATION FORM FOR AUTHORIZATION AND REGISTRATION OF VENTURE CAPITAL FUND | |
| APPLICATION FORM FOR AUTHORIZATION AND REGISTRATION OF PRIVATE EQUITY FUND | |
| APPLICATION FORM FOR REGISTRATION OF UNITS OF A FOREIGN COLLECTIVE INVESTMENT SCHEME | |
| APPLICATION FORM FOR AUTHORIZATION AND REGISTRATION OF INFRASTRUCTURE FUNDS | |
| AMENDMENT OF REGISTRATION INFORMATION BY CAPITAL MARKET OPERATORS | |
| WITHDRAWAL OF REGISTRATION AS CAPITAL MARKET OPERATOR | |
| RENEWAL OF REGISTRATION FOR CORPORATE BODIES | |
| RENEWAL OF REGISTRATION FOR INDIVIDUALS | |
| MERGERS & TAKEOVER: QUARTERLY DISCLOSURE OF 5% & ABOVE SHAREHOLDING IN QUOTED COMPANIES | |
| REGISTRATION OF DERIVATIVES CONTRACT |