Sharuɗɗan Rajistar Kamfanin Tantancewa da Kammala Ma’amalolin Takardun Jari (CSC) An wallafa: May 22, 2025

JAGORORIN NEMAN RAJISTA

  • Dole ne a kawo duk takardun da aka jera a ƙasa; buƙatu ne na wajibi.
  • Dole ne a cika kowane Fom na SEC yadda ya kamata da duk bayanan da ake buƙata, tare da tabbatar da cewa ba a bar wani fili babu amsa ba, domin hakan zai sa fom ɗin su zama marasa inganci.
  • Ba a ɗaukar cewa an miƙa nema sai an cika fom ɗin yadda ya kamata kuma an kawo duk takardun da ake buƙata
  • Mutanen da kamfani ya ɗauki nauyin rajistarsu amma rajistar ta ƙare dole su sake fara tsarin rajista daga farko. (Duba Ƙa'idojin SEC 19 da 35 kamar yadda aka gyara su)
  • Dole ne mutanen da ake shirin ɗaukar nauyin rajistarsu su ziyarci kowane ofishin SEC da sabbin hotunan fasfo guda uku (3) domin fara tsarin tantancewar 'yan sanda (wannan ya shafi masu neman rajista a matsayin irin waɗannan mutane a Hukumar a karon farko da waɗanda rajistarsu ta ƙare);
  • Dole duk masu neman a ɗauki nauyin rajistarsu (ban da waɗanda ake canja wurin rajistarsu) su halarci horo da jarabawa kafin rajista. Waɗanda suka yi nasara, (muddin an kiyaye tsarin adadin mutanen da ake buƙatar ɗaukar nauyin rajistarsu) za a gabatar da su ga Kwamitin Tattaunawar Rajista domin a duba su.
  • Dole a gabatar da DUK asalin takardu/takardun shaida ga jami'in SEC mai izini domin ya gani.
  • Sabunta rajista kowace shekara: Bayan an amince kamfani ya yi aiki a matsayin mai gudanar da harkar kasuwar jari (CMO), dole ya sabunta rajistarsa kowace shekara ba a wuce 31 ga Janairu ba
  • Hukumar na iya neman wasu ƙarin takardu da/ko bayanai da take ganin sun zama dole domin rajista.
  • Za a kai ziyarar bincike ta zahiri ga kowane kamfani da ya nemi rajista yayin sarrafa neman rajistar,
  • Samun kyakkyawar masaniya kan Ƙa'idoji da Dokokin Hukumar da Investments & Securities Act No 29 of 2007 da kuma Kasuwar Jarin ita ce muhimmin sharadin kafin rajista.

BUƘATUN RAJISTA

Biyan Kuɗi

  1. Shaidar biyan Kuɗin Miƙa Fom/Nema – N100,000.00 (Naira Dubu Ɗari);
  2. Shaidar biyan Kuɗin Sarrafa Nema – N300,000.00 (Naira Dubu Ɗari Uku);
  3. Shaidar Biyan Kuɗin Rajista – N25,000,000.00 (Naira Miliyan Ashirin da Biyar);
  4. Shaidar biyan kuɗin darakta– N100,000.00 (Naira Dubu Ɗari)
  5. Shaidar biyan kuɗin mutumin da kamfani ya ɗauki nauyin rajistarsa – N100,000.00 (Naira Dubu Ɗari) ga kowane sabon mai neman a ɗauki nauyin rajistarsa da N50,000.00 (Naira Dubu Hamsin) ga kowane mutum da ake canja wurin rajistarsa wanda kamfani ya ɗauki nauyinsa;

Fom

  1. Fom SEC 3 da 5C da aka cika kuma aka sanya wa hannu yadda ya kamata – na Kamfanin;
  2. Fom SEC 2 da 2D – na mutanen da aka ɗauki nauyin rajistarsu da duk daraktocin kamfani (A lura cewa kowane mai neman rajista a matsayin mai gudanar da ayyukan kasuwar babban jari don wannan aiki yana buƙatar aƙalla mutane uku da aka ɗauki nauyin rajistarsu; ɗayansu ya zama Jami’in Bin Ƙa’ida, wanda zai kula da bin ISA 2007, Ƙa’idoji da Dokoki, sanarwa, jagorori, umarni da sauransu da Hukumar ko Gwamnatin Tarayya ta fitar).
  3. Fom SEC 2B da aka cika kuma aka sanya wa hannu yadda ya kamata – (Domin Canja Wurin Darekta ko Mutumin da Aka Ɗauki Nauyin Rajistarsa, wanda dole a haɗa masa kwafin wasiƙar murabus da amincewar tsohon mai aiki da murabus ɗin); dole ne a cika duk fomomi kwafe biyu.

Daraktoci da Mutanen da Ake Shirin Ɗaukar Nauyin Rajistarsu

  1. Aƙalla mutane uku (4) da aka ɗauki nauyin rajistarsu, ciki har da Manajan Darakta da Jami’in Bin Ƙa’ida. (Kamfanonin da aka yi wa rajista/masu neman rajista don ayyuka fiye da ɗaya dole ne su gabatar da jimillar adadin mutanen da aka ɗauki nauyinsu kamar yadda aka tanada ga kowane aiki).
  2. Fom SEC 2 ya kamata ya nuna, a tsakanin sauran bayanai, BVN, bayanan banki, Adireshoshin Imel na Aiki da cikakkun adiresoshin wasiƙa, lambobin waya da adiresoshin imel na tsofaffin masu ɗaukar aikinsa, bankunansa da masu ba shi shaida da aka zaɓa;
  3. A kawo kwafin wasikun ɗaukar aiki da jadawalin ayyuka;
  4. A bayar da wasiƙun murabus da amincewa da murabus (ga mutumin da aka canja wurin rajistarsa kawai);
  5. Cikakken tarihin rayuwar aiki (CV) na duk daraktoci da mutanen da ake shirin ɗaukar nauyin rajistarsu ya ƙunshi bayanan ayyuka a jere bisa lokaci tun daga makarantar sakandare, tare da nuna kwanaki da tsawon lokaci sarai. (Dole a faɗi dalilan barin duk ayyukan baya da kuma bayani kan duk kwanaki/tazara a tarihin aiki da ilimi);
  6. Kwafin takardun cancanta ciki har da na makarantar sakandare da takardun kammala hidimar NYSC/keɓewa daga hidimar (za a buƙaci a nuna wa SEC asalin takardun);
  7. Shaidar takardar shaidar canjin suna (ciki har da takardar rantsuwa ta kotu da wallafar jarida);
  8. Shaidar cewa mutanen da kamfani ya ɗauki nauyin rajistarsu suna da aƙalla shekaru huɗu na ƙwarewar aiki mai dacewa bayan kammala karatu, kamar yadda 'Ƙa'ida ta 20' ta Ƙa'idoji da Dokokin Hukumar ta tanada
  9. Dole kowane mutumin da ake shirin ɗaukar nauyin rajistarsa ya ziyarci kowane ofishin SEC da sabbin hotunan fasfo guda uku domin fara tsarin tantancewar 'yan sanda (ga masu neman a ɗauki nauyin rajistarsu da waɗanda rajistarsu ta ƙare);
  10. Kwafin takardar izinin zama/aiki ga wanda ba ɗan Najeriya ba/mazauna ƙasar, za a buƙaci a nuna wa jami'in SEC asalin takardar domin dubawa
  11. Kwafin ingantacciyar takardar tantance kai (fasfo na ƙasa da ƙasa, katin shaidar ɗan ƙasa, lasisin tuƙi, katin zaɓe na dindindin, Takardar Shaidar Biyan Haraji ko takardun biyan kuɗin hidimomin gida)

Dole duk mutanen da kamfani ya ɗauki nauyin rajistarsu su kasance da ƙwarewar aiki mai dacewa bayan kammala karatu kamar yadda 'Ƙa'ida ta 20' ta Ƙa'idoji da Dokokin Hukumar ta tanada

Mafi Ƙarancin Jarin da Aka Biya da Takardar Inshorar Rashin Amincin Ma’aikaci

  1. Sabon rahoton asusu da aka yi wa binciken kuɗi
  2. Takardar Inshorar Rashin Amincin Ma’aikaci mai inganci wadda ta ƙunshi aƙalla 25% na mafi ƙarancin jarin da ake buƙata, kuma ƙarshenta ya kasance ranar 31 ga Disamba;

Kamfanin da Ke Neman Rajista

  1. Bayanin kamfani ya ƙunshi, a tsakanin sauran abubuwa, taƙaitaccen tarihinsa, tsarin gudanarwa da mallakar hannayen jari, bayanan masu kafa shi, mambobin majalisarsa/kwamitin gudanarwarsa, manyan jami’ai, da Ƙa’idoji da Hanyoyin Aiki;
  2. Suna da adireshin rassan kamfanin/kamfanonin da ke hulɗa da shi, nau'in kasuwancinsu da kaso na mallaka;
  3. Littafin jagorar aiki da ke nuna umarni da hanyoyin duba ayyukan mambobi, da bayanai kan abokan cinikin ku;
  4. Kwafe biyu na dokokin cikin gida ko ƙa’idojin da ake da su, dokar gudanar da ciniki da makamantansu, su ƙunshi bayanai kan kayan aikin tantance ciniki (na’urorin kwamfuta/ajiyar bayanai; tarho da sauran na’urorin lantarki);
  5. Bayanai kan kayan aikin kammala ma’amala, ciki har da hanyoyin kammala ma’amala;
  6. Bayanai kan matakan kula da cikin gida game da samun damar shiga kayan da aka daina amfani da su da ɗakin ajiya mai tsaro;
  7. A bayar da kwafin yarjejeniyar kula da manhaja;
  8. Tsarin Kasuwanci da Jadawalin Tsarin Gudanarwar Kamfani;
  9. Adireshin shafin yanar gizon kamfanin, adiresoshin imel da lambobin waya;
  10. A bayar da bayanai kan shafukan sada zumunta na kamfanin (misali Facebook, Instagram, LinkedIn da sauransu), adireshin shafin yanar gizo, adiresoshin imel da lambobin waya na kamfanin;

Takardun Kamfani

Kwafi ɗaya na kowane ɗayan waɗannan

  1. Takardar Shaidar Kafa Kamfani
  2. Takardar Kafawa da Ƙa’idojin Tafiyar da Kamfani – ya kamata wannan ya ƙunshi ikon gudanar da aikin da aka kayyade;
  3. Fomomin CAC da ke nuna Bayanin Jarin Hannayen Jari, Rahoton Rabon Hannayen Jari da Bayanan Daraktoci (A lura cewa dole ne a gabatar da ainihin takardar shaida ga jami’in SEC mai izini ya gani); (Haɗin kadarorin kuɗi ya kasance 60% kadarori masu sauƙin mayarwa kuɗi da 40% kadarori na dindindin da sauran kadarori)
  4. Sabbin asusun da aka tantance ko bayanin halin kuɗi da aka tantance na bankunan da ba su yi aiki fiye da kwanaki uku (30) ba a lokacin da aka gabatar wa Hukumar, tare da sa hannun daraktocin kamfani biyu da wasiƙar tabbatarwa daga mai tantance asusu na waje;
  5. Alƙawarin rantsuwa na gaggauta sanar da Hukumar duk wani gyara ga ƙa’idojin kamfanin tantance ciniki;
  6. Alkawari da kasuwar musayar ta yi rantsuwa a kansa cewa za ta riƙa miƙa kwafin gyaran Ƙa'idojinta ga Hukumar domin amincewa;
  7. Alkawari da aka yi rantsuwa a kansa, wanda ke tabbatar wa Hukumar cewa duk bayanan da Kamfanin ya bayar, ciki har da duk bayanan banki, gaskiya ne kuma daidai ne. (Darakta ko sakataren kamfani ya sa wa hannu kuma a tabbatar da shi a gaban lauya mai ikon tabbatar da takardu);
  8. Alkawari da aka yi rantsuwa a kansa na adana bayanai yadda ya kamata da miƙa rahotannin da Hukumar za ta iya kayyadewa lokaci-lokaci, wanda darakta ko sakataren kamfani ya sa wa hannu (a tabbatar da shi a gaban lauya mai ikon tabbatar da takardu);
  9. Alkawari da aka yi rantsuwa a kansa na bin Ƙa'idoji da Dokokin SEC da Investments and Securities Act No.29 of 2007, wanda darakta ko sakataren kamfani ya yi (a tabbatar da shi a gaban lauya mai ikon tabbatar da takardu).
  1. Koma Babban Shafi
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  3. Game da
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  5. Albarkatun Bayani
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  7. Jerin bincike
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  9. Bukatar rajista na musamman ga kowane CMO
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  11. Sharuɗɗan Rajistar Kamfanin Tantancewa da Kammala Ma’amalolin Takardun Jari (CSC)
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